According to the SEC's complaint against Roberts, he fabricated reports that Kubient had successfully tested a flagship artificial intelligence program that detects real-time fraud during digital ...
The SEC’s two complaints allege that the defendants solicited investors via social media apps, lied to them to gain their trust and confidence, and then stole their money. These ...
The SEC charged 12 municipal advisory firms with recordkeeping violations. They agreed to pay a collective $1.3 million to resolve the charges. All the firms violated MSRB Rules G-44 on ...
Lakewood, Colorado-based BF Borgers CPA PC and its owner Ben ... and confidence in public accounting." Following the SEC's charges in May, the firm agreed to pay a $12 million civil penalty and ...
“Roberts fabricated reports that Kubient had successfully tested a software program that detects real-time fraud during digital advertising auctions,” the SEC said. THIS IS MEMBERS-ONLY CONTENT. To ...
Renato Mariotti, a partner at Paul Hastings’s investigations and white-collar defense practice in the Am Law 50 firm’s Chicago office, is not involved in the SEC’s three-count fraud lawsuit ...
Prager Metis has agreed to pay $745,000 to the Securities and Exchange Commission to resolve negligence-based fraud charges over its ... admitted nor denied the SEC’s findings, would resolve ...
According to the SEC’s complaint against Roberts, shortly before Kubient’s initial public offering, Roberts fabricated reports that Kubient had successfully tested a ...
Accounting firm Prager Metis has agreed to settle with US Securities and Exchange Commission charges ... based fraud. The company neither admitted nor denied the findings, said the SEC, agreeing ...
Quick Take: The SEC announced that it had settled charges against a registered investment adviser (Adviser) for failing to establish, maintain, and enforce written policies and procedures ...
FirstEnergy has agreed to pay a $100 million fine to settle civil fraud charges filed by the Securities and ... But the utility’s former top executive will still face charges from the SEC. The SEC is ...
The Prager Metis partner leading the audits "fundamentally did not understand FTX, or the crypto asset markets in which it operated," according to the SEC. Prager Metis did not understand FTX's ...