According to the SEC's complaint against Roberts, he fabricated reports that Kubient had successfully tested a flagship artificial intelligence program that detects real-time fraud during digital ...
The SEC charged 12 municipal advisory firms with recordkeeping violations. They agreed to pay a collective $1.3 million to resolve the charges. All the firms violated MSRB Rules G-44 on ...
“Roberts fabricated reports that Kubient had successfully tested a software program that detects real-time fraud during digital advertising auctions,” the SEC said. THIS IS MEMBERS-ONLY CONTENT. To ...
Former executives of Medly, an online pharmacy that is now shuttered, have been charged by the Securities and Exchange Commission (SEC) with defrauding investors. Former CEO Marg Patel, former Chief ...
Renato Mariotti, a partner at Paul Hastings’s investigations and white-collar defense practice in the Am Law 50 firm’s Chicago office, is not involved in the SEC’s three-count fraud lawsuit ...
To settle the SEC's charges, First Horizon agreed to a censure and a cease-and-desist order, in addition to the civil penalty.
According to the SEC’s complaint against Roberts, shortly before Kubient’s initial public offering, Roberts fabricated reports that Kubient had successfully tested a ...
The U.S. Attorney’s Office for the District of Massachusetts has also filed criminal charges against Gupta for ... according to the SEC complaint. Tazverik won FDA approval in 2020 for the ...
Accounting firm Prager Metis has agreed to settle with US Securities and Exchange Commission charges ... based fraud. The company neither admitted nor denied the findings, said the SEC, agreeing ...
On September 10, 2024, the SEC settled charges against Keurig for "incomplete and inaccurate" ESG disclosures about the recyclability of Keurig's K-Cup pods, signaling a continued focus on ...
FirstEnergy has agreed to pay a $100 million fine to settle civil fraud charges filed by the Securities and ... But the utility’s former top executive will still face charges from the SEC. The SEC is ...
The charges relate to First Horizon's recommendations of a type of derivative security called a structured note. First Horizon agreed to pay a civil penalty of $325,000 to resolve the SEC's charges.