Financial Advisor IQ4h
Growth Schmowth: Joe Duran Says RIA Game Now About Market Share
During a panel this week at the Wealth Management Edge conference in Hollywood, Florida, Duran reflected on the evolution of ...
Financial Advisor IQ4h
Cetera Adds LPL, Osaic, Commonwealth, Ameritrade Execs
Cetera Financial Group has added former executives from LPL Financial, Commonwealth Financial, Osaic and TD Ameritrade to ...
Financial Advisor IQ4h
SEC to Require Beefed Up Cybersecurity Measures
The regulator is making amendments to the 24-year-old Regulation S-P, which governs the manner in which registered investment ...
Financial Advisor IQ4h
Schwab’s CFO and RIA Custody Head to Step Down
Schwab also announced that Chief Financial Officer Peter Crawford is set to retire from the firm. Crawford, who joined Schwab ...
Financial Advisor IQ4h
Bluespring Snags $750M RIA Firm
Kestra Financial subsidiary Bluespring Wealth Partners announced it has acquired a Scottsdale, Arizona–based practice that ...
Financial Advisor IQ3h
UBS Considering New Head for U.S. Wealth Biz: Reports
Khan, who joined UBS in 2019 from Swiss rival Credit Suisse, was named the sole head of UBS' global wealth management business in 2022, as then-co-president of the wealth business Tom Naratil — who ...