During a panel this week at the Wealth Management Edge conference in Hollywood, Florida, Duran reflected on the evolution of ...

Cetera Financial Group has added former executives from LPL Financial, Commonwealth Financial, Osaic and TD Ameritrade to ...

The regulator is making amendments to the 24-year-old Regulation S-P, which governs the manner in which registered investment ...

Schwab also announced that Chief Financial Officer Peter Crawford is set to retire from the firm. Crawford, who joined Schwab ...

Kestra Financial subsidiary Bluespring Wealth Partners announced it has acquired a Scottsdale, Arizona–based practice that ...

Wells Fargo faces a lawsuit claiming that the firm failed to stop the perpetrators of an alleged $300 million Ponzi scheme ...

Khan, who joined UBS in 2019 from Swiss rival Credit Suisse, was named the sole head of UBS' global wealth management business in 2022, as then-co-president of the wealth business Tom Naratil — who ...

Summit Financial Holdings announced it has added an advisory team from UBS, where they oversaw more than $370 million in ...

As the wealth management industry matures, the most successful registered investment advisor firms will be the ones that ...

Merrill Lynch has agreed to pay $825,000 to resolve alleged supervisory failures related to its best-execution and ...

Mercer Global Advisors has become synonymous with aggressive acquisitions, but its chief executive sees no reason the firm ...

Morningstar estimates that the rule could save retirement plan participants a total of $55 billion in fees over the next 10 years. And those savings would jump to $130 billion over the subsequent 10 ...