The Retirement Security Rule ("the DOL Rule") will require all advisors who are working with retirement savings options, ...
In short, it requires all retirement investment advisors to provide prudent, loyal, and honest advice free from overcharges.
Acting Labor Secretary Julie Su told House lawmakers Wednesday that Labor’s new fiduciary rule can withstand legal challenges ...
Acting Labor Secretary Julie Su defended the Labor Department’s new fiduciary rule to Republican lawmakers at a House hearing ...
Opponents to broadening the fiduciary universe say the 2016 rule harmed many ... or investment strategy involving securities ...
After several abortive attempts over three presidential administrations, the Department of Labor (DOL) once again has issued ...
Advocates say RIAs have little to worry about, yet one opponent accused the DOL of waging an “ideological crusade” and said ...
The carve-out for pure sales activity requires that activities should be specific and scripted by broker-dealers, banks or insurance companies that make the decision not to offer fiduciary advice. The ...
The new fiduciary rule today is out, an overhaul of a 1975 regulation that the insurance industry has fought tooth and nail.
Explore how the new fiduciary rule is transforming the financial advice industry, bringing about crucial changes for advisors ...
Labor Department officials say they pored through a voluminous comment record and responded to the feedback they received.
Producers can still earn commissions. Insurers can still pay for training trips. Training cannot be incidental to the event.